Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...
United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
U.S. Government Printing Office, 1974 - Stock exchanges
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v June 5 1973
Surcommittee on Commerce and Finance
4 other sections not shown
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additional agency or securities amendments American Bankers Association American Stock Exchange appropriate regulatory agency Association bank regulatory agencies banking agencies Banking and Securities banking authorities believe Bevis bill Board broker-dealers brokerage brokers Chairman Moss Chicago clearing agency Clearing Corporation Committee Congress Curtis CUSIP dealers deposit Depository Trust Company digit directors enforcement entities Exchange Commission Federal Reserve System fiduciary firms functions funds settlement funds valued today funds valued tomorrow Gardiner institutions interface investors issues legislation Letter dated Midwest mutual funds NASD National Coordinating Group numbering system operations organization participants problems proposed Section 17A record regional depositories registered regulation require responsibility rulemaking Securities and Exchange Securities Exchange Act securities industry securities transactions settlement of securities shareholder standards statement stock certificate stock transfer Subcommittee Subsection tion trade Trust Company Uniform Commercial Code vice president York Stock Exchange