Securities exchange act amendments of 1973: Hearings, Ninety-third Congress, first session, on H.R. 5050 and H.R. 340...
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SECURITIES EXCHANGE ACT AMENDMENTS OF 1973
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additional agency or securities amendments American Bankers Association American Stock Exchange appropriate regulatory agency Association bank regulatory agencies banking agencies Banking and Securities banking authorities believe Bevis bill Board broker-dealers brokerage brokers Chairman Moss Chicago clearing agency Clearing Corporation Committee Congress Curtis CUSIP dealers deposit Depository Trust Depository Trust Company digit enforcement entities examination Federal Reserve System fiduciary firms functions funds settlement funds valued today funds valued tomorrow Gardiner institutions interface investors issues legislation Midwest mutual funds NASD National Coordinating Group numbering system operations organization participants problems proposed Section 17A record regional depositories registered regulation require responsibility rulemaking rules Securities and Exchange Securities Exchange Act securities industry securities processing securities transactions settlement of securities shareholder standards statement stock certificate stock transfer Subcommittee Subsection tion trade Trust Company Uniform Commercial Code York Clearing House York Stock Exchange