Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...
United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
U.S. Government Printing Office, 1974 - Stock exchanges
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JUNE 66781112181416 2728 AND 29 JULY 192027 AND
Serial No 9350
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action administrative agency or securities amendment amicus curiae antitrust appointment Appropriations Committee association Attorney authority believe bill Bradford Cook broker or dealer broker-dealer CARY certiorari Chairman Moss clearing agency COHEN Commis Commissioner concerning Congress congressional counsel determine Director documents ECKHARDT effect enforcement Exchange Commission executive branch Federal Trade Commission fiscal functions Government hearing independent regulatory investigation investment investors legislation Letter dated litigation matter McCollister ment mission NASD national securities exchange NYSE oversight person petition position present President problem proposed provisions public interest question reason recommendations record registered regulation regulatory agencies request require respect responsibility rules SCHOTLAND Section 4(a Securities and Exchange securities depository Securities Exchange Act securities industry Senate sion Solicitor General's Office staff statement STUCKEY Subcommittee Supreme Court term testimony tion transactions United States Code views White House York Stock Exchange YOUNG