Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...
United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
U.S. Government Printing Office, 1974 - Stock exchanges
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Action Oriented amending April arbitrage auction market average banks bid or offer bids and offers bill Broker Oriented broker-dealers brokerage firms capital central market system Chairman Moss commission rates Committee competitive competitive commission consolidated tape costs Decision Makers 000 directors Eckhardt effect Exchange Commission exchange members exchange membership exchange rules exchange's execution Financial Decision Makers foreign institutions interest investment Investors Total issues last sale Letter dated limit orders listed securities market makers market-makers member firms member organization mutual funds NASD national securities exchange Needham NYSE odd-lot dealer operation Oriented Investors Oriented Total participating percent permitted portfolio position potential investors problems profits proposed public orders purchase quote registered regulation regulatory revenues Rowen Securities and Exchange securities industry securities markets sell orders shares short sale short selling statement stock market subcommittee third market tion trading transactions York Stock Exchange