Securities exchange act amendments of 1973: Hearings, Ninety-third Congress, first session, on H.R. 5050 and H.R. 340...
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accounts affiliated amended American Stock Exchange antitrust Arachtingi Association banks believe bill Boston Stock Exchange broker-dealer brokerage firms capital central market system Chairman Moss commission rates competitive commission competitive rates Congress Corporation cost Curtis customers dealer Eckhardt elimination Exchange Commission exchange member exchange rules fiduciary fixed commission fixed rates funds Garil GO Baa individual investor institutional investors ISD GO issues Kauper legislation Letter dated Lufkin & Jenrette market makers McCollister member firms membership Merrill Lynch million minimum commission money management mutual funds NASD negotiated rates NYSE percent Pima County president problem proposed public interest Publicly Owned Companies question Regan regional firms regulation Reinisch require revenue Schapiro Section Securities and Exchange Securities Exchange Act securities industry securities markets shares small investor specialist statement Stuckey subcommittee third market tion trading transactions WCID York Stock Exchange