Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...
United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
U.S. Government Printing Office, 1974 - Stock exchanges
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Administrative Procedure Act adopted affiliated person amend American Insurance Association American Stock Exchange Amex antitrust appropriate authority banks believe bill broker or dealer broker-dealers central market system Chairman Moss commission rates Commission's committee concern Congress counsel CURTIS customers ECKHARDT effect enforce Exchange Commission exchange members exchange rules exchange's execution fixed rates hearing individual investor institutional membership investment KOLTON legislation LOOMIS market makers member firms ment mutual funds NASD NASDAQ national securities association national securities exchanges negotiated rates NYSE percent permit present problems procedures prohibit proposed Section provisions public governors public interest question record registered regulation regulatory require respect responsibility rulemaking Section 19(b Section 202 Securities and Exchange Securities Exchange Act securities industry securities markets self-regulation self-regulatory share small business small investor specific statement STUCKEY Subcommittee suggest tion trading transactions vice president York Stock Exchange