Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...
United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
U.S. Government Printing Office, 1974 - Stock exchanges
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Hearings held on
KENNETH J PAINTER Aatietant Clerk
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accounts affiliated amended American Stock Exchange antitrust ARACHTINGI Association banks believe bill Boston Stock Exchange broker broker-dealer brokerage firms capital central market system Chairman Moss commission rates Committee of Publicly competitive commission competitive rates Congress Corp Corporation cost CURTIS customers dealer ECKHARDT elimination equity Exchange Commission exchange member exchange rules fiduciary fixed commission fixed rates funds going individual investor institutional investors investment issues KAUPER legislation market liquidity market makers MCCOLLISTER member firms Merrill Lynch million money management mutual funds NASD National negotiated rates Neuhaus NYSE percent Pierce Securities president problem proposed Publicly Owned Companies question Rauscher Pierce REGAN regional firms regulation REINISCH require revenues Schapiro Section Securities and Exchange Securities Exchange Act securities industry securities markets shares small investor specialist statement subcommittee third market tion trading transactions Underwood WCID York Stock Exchange