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REGULATION OF PUBLIC OFFERINGS BY ISSUERS
CONSEQUENCES OF DEFICIENT REGISTRATION STATEMENTS
CIVIL LIABILITY UNDER THE 1933 ACT
68 other sections not shown
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2d Cir action alleged amendment Appeals apply April April 12 Bangor Bangor Punta BarChris basis broker broker-dealer Circuit Judge civil liability claim Commission's common stock Corp corporation curities customers damages dealer decision defendants directors disclose disclosure distribution district court Douglas earnings effective Exchange Commission exemption F.Supp filed franchise fraud holders injunction inside information insider trading interest investment investors issue issuer market maker material fact ment merger Merrill Lynch misleading NASD officers Old Kern opinion period person Piper plaintiffs press release prior profits proposed prospectus protection provisions proxy statement public offering purchase purpose pursuant question reasonable registration statement reliance Rule scienter Section 10(b Securities Act Securities and Exchange Securities Exchange Act Securities Regulation sell seller shareholders shares sold solicitation statute statutory Stock Exchange stockholders substantial tender offer Tenneco tion trading transactions underwriters violation York Stock Exchange