U.S. Pension Trust Corp., U.S. College Trust Corp., Iliana Maceiras, Leonardo Maceiras Jr., and Nildo Verdeja: Securities and Exchange Commission Litigation ComplaintDIANE Publishing |
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administrative fee allegations set annual statements annual-plan investors broker Commission repeats commissions and fees communication in interstate Complaint continue to violate Coral Gables Defendants USPT directly and indirectly disclosure District of Florida effected transactions Exchange Act 15 existing investors external auditors fees charged fully restated hedge fund Iliana Maceiras instruments of transportation interstate commerce investing with USPT investor's contribution Latin America least December 1995 least one hedge means or instruments misleading mutual fund selections mutual fund shares mutual funds offered never been registered Nildo Verdeja offering materials pay insurance premiums prospective investors rates of return realleges its allegations relevant time period repeats and realleges sale of securities sales commissions Section 10(b Securities Act 15 thereunder 17 C.F.R. transactions in securities transportation or communication Trust Agreement trust summary U.S. bank U.S. College U.S. Pension unless enjoined unregistered broker-dealer USPT's investment plans USPT's sales agents Verdeja and Maceiras violate Section violations of Section