Understanding Securities Law

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LexisNexis, 2009 - Law - 502 pages
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Contents

ISSUER EXEMPTIONS FROM REGISTRATION
THE REGISTRATION PROCESS
DISCLOSURE MATERIALITY AND SARBANESOXLEY
RESALES AND REORGANIZATIONS
DUE DILIGENCE AND SECURITIES ACT LIABILITY
SECTION 10b AND RELATED ISSUES
SECONDARY LIABILITY
ISSUER AFFIRMATIVE DISCLOSURE OBLIGATIONS
INSIDER TRADING
BROKERDEALER REGULATION
CORPORATE CONTROL ACQUISITIONS
B Legislation
Glossary
Table of Cases
Index
Copyright

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About the author (2009)

Marc. I. Steinberg is the Rupert and Lillian Radford Professor of Law at Southern Methodist University Dedman School of Law. He is the Director of SMU's Corporate Directors' Institute and former Senior Associate Dean for Academics. Professor Steinberg also served as Visiting Professorial Fellow, Centre for Commercial Law Studies, at the University of London. His experience includes appointments as a Visiting Professor, Scholar and Fellow at law schools in Argentina, Australia, China, England, Finland, Germany, Japan, New Zealand, Scotland, South Africa, and Sweden. Professor Steinberg was an enforcement attorney at the United States Securities and Exchange Commission and special projects counsel, directly assisting the SEC's General Counsel in a wide variety of projects and cases. He is editor-in-chief of The International Lawyers as well as The Securities Regulation Law Journal, a member of the advisory board of Law and Business Review of the Americas and The Journal of Corporation Law. He is also the author of twenty-two books and more than 125 law review articles. Professor Steinberg received his undergraduate degree at The University of Michigan and his law degrees at the University of California, Los Angeles (J.D.) and Yale University (LL.M.). He is a member of the American Law Institute.

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