Understanding Securities Law

Front Cover
LexisNexis, 2009 - Law - 502 pages
 

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Contents

ISSUER EXEMPTIONS FROM REGISTRATION
THE REGISTRATION PROCESS
DISCLOSURE MATERIALITY AND SARBANESOXLEY
RESALES AND REORGANIZATIONS
DUE DILIGENCE AND SECURITIES ACT LIABILITY
SECTION 10b AND RELATED ISSUES
SECONDARY LIABILITY
ISSUER AFFIRMATIVE DISCLOSURE OBLIGATIONS
INSIDER TRADING
BROKERDEALER REGULATION
CORPORATE CONTROL ACQUISITIONS
B Legislation
Glossary
Table of Cases
Index
Copyright

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