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JXV The Work of the Broker
Types of OrdersPlacing and
11 other sections not shown
activity Amer bank bonds broker brokerage buying and selling buying on margin cent Commission may prescribe common stock Corp corporation curities Daniel Drew dividends Dow Theory effect execution exempted security Federal Reserve Board floor trader fluctuations forecast holders important interest charges investment issued issuer lend loan manipulation margin requirements ment national securities exchange necessary or appropriate option particular security period person practice preferred stocks premium privilege profit protection of investors provisions public interest purchase or sale purpose put and call regulations thereunder reports risk rule or regulation rules and regulations Securities Act Securities Exchange Act security registered shares short sales short-selling small trader sold specialist specific speculation stock market stockholders Stocks Symbols stop-loss order syndicate taxes thereof ticker tion trading transaction unlawful usually vestor Wall Street York Stock Exchange