Uniform commercial code revised Article 8, Investment securities: (with amendments to Article 9, Secured transactions) : proposed final draft
American Law Institute, 1994 - Business & Economics - 169 pages
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acquires a security acting adverse claim agreement Alpha Bank apply appropriate person Article 8 rules Article 9 book-entry broker choice of law clearing corporation collateral commodity contract commodity intermediary creditor dealer debtor defined in Section definition of security Definitional Cross References delivery deposit accounts direct effective entitlement holder fiduciary filing financial asset governed held hold securities holding system rules indirect holding system interests in securities intermediary's jurisdiction investment property investors issue issuer liable Mary Roe negotiable instruments notice of adverse obligation obtains control paragraph perfection prior version priority property interest protected purchaser purchaser for value register transfer registered form registered owner registered pledge registration of transfer relationship require Revised Article Revision Note secured party securities account securities intermediary security certificate security entitlement security interest settlement shares of XYZ signature specified statute term trade transaction statements transfer agents trust uncertificated security Uniform Commercial Code version of Article warranties