United States of America, Plaintiff, Against Henry S. Morgan, Harold Stanley, Et Al., Doing Business as Morgan Stanley & Co., Et Al., Defendants: Defendants' preliminary memorandum for the court. Brief on the service function of the investment banker. Defendant's brief on price agreements in security underwritings. Memorandum on the chronology of investigations
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1st Sess agency amended amount basis bill bonds capital competitive bidding Congress corporation Court Debentures debt issues defendants effect entire issue Exchange Commission Federal financing Foreign Commerce funds Hearings Holding Company industry initial public offering insurance companies interest Interstate and Foreign investigation investment banker investment banker's function investment companies issue of securities legislation loans manager ment banker Morgan Stanley NASD negotiated transactions negotiated underwritten non-underwritten offerings to security-holders operations outstanding securities over-the-counter particular period plaintiff preferred stock Preliminary Memorandum private placements proposed public offering provisions public offering price public sealed bidding Public Utility purchase purpose pursuant railroad registration statement regulation representative respect risk Rule Section Securities Act Securities Exchange Act securities market security financing security issue selling Sherman Act sold stabilizing Stat Sullivan & Cromwell syndicate tion trading type of security type of transaction underwrite and distribute underwritten transaction United various