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Problems posed by the Investment Company Act
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1933 Act registration accounting acquisition activities amended American Depositary Receipts applicable assets bidder broker-dealers cent CFTC commercial paper commodities company's concerning corporate law courts dealers debt securities depositary directors disclosure requirements discussed distribution effective equity securities exchange offers exempt from registration filed financial statements foreign broker-dealers foreign companies foreign issuers Form F-l Futures contracts GAAP holders insider trading Investment Advisers investment banks Investment Company Act liability London Stock Exchange material misstatements ment misstatements or omissions NASD NASDAQ non-US NYSE option period person prior private placement procedures prohibits prospectus public offering purchase pursuant QIBs registration requirements registration statement Regulation S-X Release reports resale restrictions Rule Schedule 13D Schedule 14D-1 Section 4(2 securities exchange securities law securities markets selling shareholders shares Shearman & Sterling Stock Exchange subsidiary Supp takeover target company tender offer tion transaction underwriters underwriting agreement United voting