What every investor should know: a handbook from the U.S. Securities and Exchange Commission
Office of Public Affairs, U.S. Securities and Exchange Commission, 1986 - Business & Economics - 36 pages
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The Securities Markets
How to Choose an Investment
Trading Stocks and Bonds
2 other sections not shown
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account executive Atchafalaya River bondholder BRANCH OFFlCE brok broker/dealer firms brokerage firm buy or sell buying and selling certificates commission rate company's portfolio CORPORATE BONDS dealers debt securities dividend documents er/dealers Exchange Commission financial situation investment companies investment objectives investors pool issued issuer known ln addition lNVESTMENT COMPANlES margin account ment municipal bonds mutual fund NASD number of shares open an account open-end investment options over-the-counter owner ownership period porate stock prospectus Public Reference Room purchased on margin registered representative Registered Securities registration statement REGlONAL OFFlCE right to buy Round Lot sale of securities sales charge Securities and Ex Securities and Exchange securities certificates self-regulatory organization sell securities shareholders SlPC sold specific SROs stock exchange Stocks or bonds street name T-bills tion tomer transaction Treasury bills type of account type of investment U.S. Securities unit investment trust usually Washington D.C.