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Act provides amend balance sheets bankers and security basis bid and asked Businessman Should Know buy or sell Carta control over proxies corporate customers deal Deficiency Letter directors effective date ensure enterprise fact filing fraud free market holders important income statements individual industry insider trading instrument of interstate interest interstate oral solicitation investment decisions investment process investor confidence issuer judgment KNOW ABOUT FEDERAL larger unlisted listed companies Magna Carta margin requirements matter ment merely officers operates outstanding securities over-extension of credit over-the-counter broker ownership particular securities person problems prohibited proposal prospectus proxy fight proxy rules public offering purpose registration statement REGULATION OF SECURITIES S.E.C. concern S.E.C. recognized S.E.C. staff Securities Act securities business SECURITIES BY SIDNEY Securities Exchange Act security dealers security issue sell shares shareholders SIDNEY WILLNER speculation by insiders sponsibilities stock exchange stockholders stop-order summary tion total number totalitarianism transactions Transamerica twenty days underwriter vote