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CUSIP see COMMITTEE ON UNIFORM SECURITIES IDENTIFICATION
CUSTOMER AGREEMENT see MARGIN AGREEMENT
DBA see DOING BUSINESS
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annuity assets Association of Securities bank broker broker-dealer buy or sell buyer capital cash certificate client common shares common stock contract convertible security corporation coupon debt securities deposit designate discount distribution dividends dollar equity securities example execution face value Federal Reserve futures contracts GNMA holder income Industry term interest rate investment company investor issue issuer loan margin account market makers market price maturity member firm mortgage municipal bonds municipal securities mutual fund NASD number of shares NYSE offering price option order to buy outstanding payment person portfolio preferred stock premium price movement principal profit purchase ratio registered REPURCHASE AGREEMENT requires risk sales charge SEC RULE Securities Dealers seller shareholders short position short sale Slang sold specialist specific spread Standard & Poor's Stock Exchange strike price syndicate trade transaction U.S. government underwriting unit investment trust yield yield to maturity York Stock Exchange