Postgraduate Course in Federal Securities Law: ALI-ABA Course of Study Materials, Volumes 3-4American Law Institute-American Bar Association Committee on Continuing Professional Education, 1988 - Securities |
Contents
Federal Securities | 1209 |
Recent SEC Enforcement Developments | 1347 |
SEC Enforcement Actions | 1515 |
Copyright | |
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2d Cir Act and Rules Act and Section admitting or denying aided and abetted allegedly Allied Stores antifraud provisions assets Auditing Enforcement Rel bank bidder books and records broker broker-dealer business judgment rule Civil Action Commission alleged common stock comply consented Corp Corporation defendants Delaware Supreme Court denying the allegations directors disgorge Exch Exchange Act Rel Exchange Commission false and misleading federal securities laws filed financial statements flip-in future violations GAAP greenmail injunctive action insider trading investigation investment adviser investment company investors issuance Jefferies & Co junk bond Litigation Rel material facts Matter merger million municipal securities dealer NASD officer permanent injunction purchase pursuant to Section registration statement reporting Revlon Rights Plan Rule 10b-5 thereunder Schedule 13D SEC found SEC issued SEC's Section 10(b Securities & Exchange Securities Act shareholders shares Supp takeover target tender offer tion transactions Unocal violated Section violations of Section