Securities Litigation: ALI-ABA Course of Study MaterialsAmerican Law Institute-American Bar Association Committee on Continuing Professional Education, 2006 - Actions and defenses |
Contents
FINANCIAL FRAUD OTHER DISCLOSURE AND REPORTING VIOLATIONS | 9 |
Koninklijke Ahold N V Royal Ahold | 16 |
Roys Poyiadjis Lycourgos Kyprianou et al | 22 |
Copyright | |
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Common terms and phrases
11th Cir 2d Cir 9th Cir aff'd agreement alleged apply arbitration attorney audit auditors broker civil claims class action Commission Commission's company's complaint conduct control person Corp corporation counsel court held Dean Witter Reynolds decision defendant's defendants directors disclose disclosure discovery dismiss documents employees enforcement Exchange Act federal securities laws fees filed financial statements firm fraudulent GAAP Gemstar insider trading investigation investment adviser investors issue issuer KPMG lead plaintiff liability Litig Litigation Release merger Merrill Lynch million misleading misrepresentation motion mutual funds N.D. Cal N.D. Ill NASD Palbaum parties pleading proceedings PSLRA purchase reasonable Reform Act registration reliance reports Respondent revenue Rule scienter Scientific-Atlanta Section 10(b securities class actions securities fraud Securities Litigation settlement shareholders standard stockholders summary judgment Supp tender offer trading transactions U.S. Dist violation WorldCom