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UNDERWRITING AND DEALING
MUTUAL FUND ACTIVITIES
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affiliates agencies alleged applicable approved assets authority Bank Act bank holding companies bank's Bankers Trust BHCA Board of Governors broker broker-dealer brokerage business of banking capital requirements capital standards certificates Citibank collective investment funds commercial paper Commission common trust funds Comptroller Comptroller's Corporation court customers depository institutions disclosure engage Exchange Act exemption Federal Reserve System fiduciary filed financial institutions firewalls FIRREA foreign banks Glass-Steagall Act ineligible securities Interpretive Letter investment adviser Investment Company Institute investors issuer J.P. Morgan loans mortgage mortgage-backed securities mutual funds national banks Office operations percent permitted private placement prohibited proposed purchase pursuant recourse registered regulations regulatory revenue limit risk riskless principal S.Ct savings association section 20 subsidiary securities activities securities issued Security Pacific sell SPN Bank thrift transactions U.S. bank underwriting and dealing underwriting subsidiary violations