58 pages matching Sarbanes-Oxley Act in this book
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Chapter 1Corporate Governance
Chapter 2RegistrationRelated Liabilities
17 other sections not shown
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Responsibilities of Corporate Officers and Directors Under Federal ...
CCH Incorporated,James Hamilton,Anne M. Sherry
No preview available - 2011
accounting alleged analysts approval audit committee members auditors board of directors business judgment rule CCH Dec claim Commission company's conduct controlling person Corp corporate Delaware Supreme Court derivative security director or officer directors and officers disclose discussed employee enforcement equity securities example Exchange Act Section exercise fact federal securities laws fiduciary duty filed financial reporting financial statements Form fund's impose indemnification independent directors insider trading interest internal controls investment companies investors involving liability material ment nonpublic information officer or director officers and directors ownership plaintiff profit prohibits proxy statement public disclosure purchase purposes pursuant registration statement Regulation FD remedy require responsibility safe harbor Sarbanes-Oxley Act Schedule 13D SEC rules SEC's Section 11 Section 16(b Securities Act securities fraud Securities Litigation selective disclosure settlement shareholders shares short-swing specific standard statute target company tender offer tion transactions trust underlying underwriter violation