Advanced Securities Law Workshop, Volume 1Practising Law Institute, 1994 - Securities |
From inside the book
Results 1-3 of 42
Page 64
... Options and SARS a . Individual Grants Item 402 ( c ) requires disclosure with respect to each option / SAR grant made to a named executive officer in the last fiscal year . Multiple grants in a fiscal year may be aggregated where they ...
... Options and SARS a . Individual Grants Item 402 ( c ) requires disclosure with respect to each option / SAR grant made to a named executive officer in the last fiscal year . Multiple grants in a fiscal year may be aggregated where they ...
Page 142
... options . In this regard , the Division noted that the grant of an employee stock option , unlike the acquisition of a warrant or other right purchased for cash or property , is not a transaction for which the option holder has any ...
... options . In this regard , the Division noted that the grant of an employee stock option , unlike the acquisition of a warrant or other right purchased for cash or property , is not a transaction for which the option holder has any ...
Page 166
... options ) in LBOS . Cheap stock issues are less likely to be significant in the founder's situation , unless material stock or option grants are made to key non - founding personnel a relatively short time before the IPO . Cheap stock ...
... options ) in LBOS . Cheap stock issues are less likely to be significant in the founder's situation , unless material stock or option grants are made to key non - founding personnel a relatively short time before the IPO . Cheap stock ...
Contents
SIMPLIFICATION OF REGISTRATION PROCEDURES | 13 |
C | 19 |
XVI | 45 |
Copyright | |
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accounting addition alleged amendments amount applicable argued asset-backed securities assets attorney audited Bank basis broker-dealer company's compensation Corporation costs counsel defendants derivative securities directors disclose discussion disgorgement Division documents EDGAR effect electronic filer eligible environmental equity securities exchange offer exemption federal securities laws fees filing financial statements firm fiscal foreign private issuers GAAP holders initial public offering Interpretive Release investors issued Item liability limited loan material MD&A MJDS NASD obligations operations option parties partnership period person plaintiff prior procedures proposed prospectus proxy statement public company public offering purchase pursuant qualified institutional buyer reasonable registrant's registration statement Regulation S-K reporting roll-up roll-up transaction Rule safe harbor Schedule 13D Section Securities Act Release Securities Exchange Act Securities Litigation selling shareholders shares shelf registration significant solicitation specific staff standard statute of limitations subsidiaries tender offer trading underwriter violations