Advanced Securities Law Workshop, Volume 1Practising Law Institute, 1994 - Securities |
Contents
SIMPLIFICATION OF REGISTRATION PROCEDURES | 13 |
C | 19 |
XVI | 45 |
Copyright | |
9 other sections not shown
Other editions - View all
Common terms and phrases
accounting addition alleged amendments amount applicable argued asset-backed securities assets attorney audited Bank basis broker-dealer company's compensation Corporation costs counsel defendants derivative securities directors disclose discussion disgorgement Division documents EDGAR effect electronic filer eligible environmental equity securities exchange offer exemption federal securities laws fees filing financial statements firm fiscal foreign private issuers GAAP holders initial public offering Interpretive Release investors issued Item liability limited loan material MD&A MJDS NASD obligations operations option parties partnership period person plaintiff prior procedures proposed prospectus proxy statement public company public offering purchase pursuant qualified institutional buyer reasonable registrant's registration statement Regulation S-K reporting roll-up roll-up transaction Rule safe harbor Schedule 13D Section Securities Act Release Securities Exchange Act Securities Litigation selling shareholders shares shelf registration significant solicitation specific staff standard statute of limitations subsidiaries tender offer trading underwriter violations