Responsibilities of Corporate Officers & Directors Under Federal Securities LawsCommerce Clearing House, 1991 - Corporate governance |
Contents
Introduction | 13 |
REGISTRATION RELATED LIABILITIES | 23 |
LIABILITY FOR FRAUD VIOLATIONS | 35 |
Copyright | |
9 other sections not shown
Other editions - View all
Common terms and phrases
acquisition affiliate antifraud provisions apply beneficial ownership bidder board of directors business judgment rule CCH Dec Commission committee company's controlling person Corp corporate damages decision defensive Delaware Supreme Court derivative action derivative securities derivative suit directors and officers disclosure disgorgement employee benefit plan equity securities Exchange Act exempt from Section exercise federal appeals court federal courts federal securities laws fiduciary duty filed Form fraud holding period imposed independent directors inside information insider trading investment adviser investors involving issuer litigation merger officer or director officers and directors option participation pecuniary interest percent holder plaintiff poison pill proxy purchase reasonable registration statement Regulation Regulation D remedy reported restricted securities Revlon SEC's Section 16 Securities Act sell seller shareholders shares six months statute subject to Section takeover target company tender offer tion tippee transaction trust U.S. Supreme Court underlying securities underwriter violation