Nuts and Bolts of Securities LawPractising Law Institute, 2005 - Securities |
Contents
THE SECURITIES EXCHANGE ACT OF 1934 | 18 |
REACH OF SECURITIES ACT REGULATION | 113 |
REGULATORY FRAMEWORK OF SECURITIES | 145 |
Copyright | |
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2d Cir acquiring corporation Act Rule action affiliate amendment Approaching Securities Law audit committee BAKER DONELSON BEARMAN CALDWELL & BERKOWITZ certificate Commission Commission's company's Corp definition disclose disclosure requirements discussed Duties After Sarbanes-Oxley effective Enron equity securities exemption filed Form fraud insider trading investment investors involved issue issuer Item Kern County liability MD&A ment merger no-action request nominating committee officer PC Attorneys PC The Securities person plaintiff private placement profits provides proxy materials proxy statement purchase question registrant's registration statement Regulation D relating Release resale restricted securities Sarbanes-Oxley Act Sarbox Schedule Schedule 13D Second Circuit section 16(b section 4(2 secu Securities Act Rel Securities Exchange Act securities lawyers security holders sell shareholder shareholder proposal shares Soderquist solicitation specific statute submit supra Supreme Court target corporation tender offer tion transaction underwriter violation vote waiting period Zandford