Nuts and Bolts of Securities Law |
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Contents
Prepared for distribution at | 7 |
THE SECURITIES EXCHANGE ACT OF 1934 | 18 |
REACH OF SECURITIES ACT REGULATION | 113 |
Copyright | |
2 other sections not shown
Other editions - View all
Nuts and Bolts of Securities Law Gary M. Brown,Larry D. Soderquist,Thomas J. Sherrard Snippet view - 1998 |
Common terms and phrases
2d Cir acquiring corporation Act Rule action affiliate amendment Approaching Securities Law audit committee BAKEF^DONELSON BEARMAN Blue Chip Stamps CALDWELL 8c BERKOWITZ certificate Commission Commission's company's Corp definition disclose disclosure requirements discussed Duties After Sarbanes-Oxley effective Enron equity securities exemption filed Form fraud insider trading investment investors involved issue issuer Item liability MD&A ment merger merger doctrine no-action request no-action response nominating committee officer PC The Securities person plaintiff profits prospectus provides proxy materials proxy statement purchase registrant's registration statement Regulation FD relating Release resale restricted securities Sarbanes-Oxley Act Sarbox Schedule Schedule 13D Second Circuit section 16(b section 4(2 secu Securities Act Rel Securities Exchange Act securities lawyers security holders sell shareholder shareholder proposal shares specific statute submit supra Supreme Court target corporation tender offer tion transaction underwriter Vanderbilt University violation vote waiting period Zandford