Nuts and Bolts of Securities LawPractising Law Institute, 2005 - Securities |
From inside the book
Results 1-3 of 57
Page 152
... sell . As a result , it is not possible to avoid the " no offer to sell " prohibition of section 5 ( c ) by phrasing an offer in terms of a solicitation of an offer to buy . The language of section 2 ( a ) ( 3 ) may have been meant to ...
... sell . As a result , it is not possible to avoid the " no offer to sell " prohibition of section 5 ( c ) by phrasing an offer in terms of a solicitation of an offer to buy . The language of section 2 ( a ) ( 3 ) may have been meant to ...
Page 309
... sell them publicly , because it may seem that such a sale always would constitute a distribution . Con- sidering the costs involved in registration , that would mean that it would not be economically feasible for an affiliate to sell ...
... sell them publicly , because it may seem that such a sale always would constitute a distribution . Con- sidering the costs involved in registration , that would mean that it would not be economically feasible for an affiliate to sell ...
Page 524
... sell his stock . Seven days after the plaintiff signed the new agreement , the defendants terminated the plaintiff's employment and insisted that he sell his stock to the corporation for book value . As in Ketchum , the plaintiff sued ...
... sell his stock . Seven days after the plaintiff signed the new agreement , the defendants terminated the plaintiff's employment and insisted that he sell his stock to the corporation for book value . As in Ketchum , the plaintiff sued ...
Contents
THE SECURITIES EXCHANGE ACT OF 1934 | 18 |
REACH OF SECURITIES ACT REGULATION | 113 |
REGULATORY FRAMEWORK OF SECURITIES | 145 |
Copyright | |
9 other sections not shown
Other editions - View all
Common terms and phrases
2d Cir acquiring corporation Act Rule action affiliate amendment Approaching Securities Law audit committee BAKER DONELSON BEARMAN CALDWELL & BERKOWITZ certificate Commission Commission's company's Corp definition disclose disclosure requirements discussed Duties After Sarbanes-Oxley effective Enron equity securities exemption filed Form fraud insider trading investment investors involved issue issuer Item Kern County liability MD&A ment merger no-action request nominating committee officer PC Attorneys PC The Securities person plaintiff private placement profits provides proxy materials proxy statement purchase question registrant's registration statement Regulation D relating Release resale restricted securities Sarbanes-Oxley Act Sarbox Schedule Schedule 13D Second Circuit section 16(b section 4(2 secu Securities Act Rel Securities Exchange Act securities lawyers security holders sell shareholder shareholder proposal shares Soderquist solicitation specific statute submit supra Supreme Court target corporation tender offer tion transaction underwriter violation vote waiting period Zandford