Executive Roadmap to Fraud Prevention and Internal Control: Creating a Culture of Compliance

Front Cover
John Wiley & Sons, Apr 10, 2012 - Business & Economics - 448 pages

How-to, authoritative guidance for creating a best-in-class fraud prevention and compliance program in any organization

Now in a Second Edition, this practical book helps corporate executives and managers understand the full ramifications of good corporate governance and compliance. It covers best practices for establishing a unit to protect the financial integrity of a business; theories and models on how and why fraud occurs in an organization; importance of strong internal controls; major compliance and corporate governance initiatives and milestones since 1985; and more. Complete coverage includes implementation guidance for a robust fraud prevention and compliance program, including sample policies, best practice examples, and a 14-point management antifraud program.

  • Covers fraud risk assessment and prevention guidance
  • Looks at global risk issues, including the Foreign Corrupt Practices Act (FCPA) and UK Bribery Act
  • Examines amendments to the Federal Sentencing Guidelines for Organizational Crime
  • Discusses Dodd-Frank Whistleblower Provisions
  • Explores enterprise risk management key program elements
  • Offers coverage of how fraud and compliance failures contributed to the financial crisis
  • Includes enhanced principles for fraud data mining
  • Presents new cases, checklists and real-world examples, expanded international coverage, and the latest technological tools
  • Shows executives and managers what their responsibilities are regarding fraud prevention, internal controls, and compliance
  • Provides an instructor's website, including a test bank
  • Other titles by Biegelman: Building a World-Class Compliance Program and Foreign Corrupt Practices Act Compliance Guidebook

Completely revised and updated, Executive Roadmap to Fraud Prevention and Internal Control, Second Edition is every manager's best resource for understanding all the complex issues and responsibilities associated with fraud and compliance.

 

Selected pages

Contents

Foreword to the Second Edition
Preface xxi
Acknowledgments xxvii
CHAPTER 2
CHAPTER 3
CHAPTER 4
SAS 99 to the 2010 Amendments to the Federal Sentencing
27 Printer Courier Westford
The Rest of the Fraud Story 185
CHAPTER 10
CHAPTER 11
CHAPTER 12
CHAPTER 13
CHAPTER 14
CHAPTER 15
CHAPTER 16

CHAPTER 5
Internal Controls and Antifraud Programs 105
CHAPTER 6
CHAPTER 7
CHAPTER 9
A Fraud Prevention Culture That Works 371
APPENDIX
About the Authors 395
Copyright

Other editions - View all

Executive Roadmap to Fraud Prevention and Internal Control: Creating a ...
Martin T. Biegelman,Joel T. Bartow
Limited preview - 2012
Executive Roadmap to Fraud Prevention and Internal Control: Creating a ...
Martin T. Biegelman
No preview available - 2012

Common terms and phrases

accounting actions activities allegations appropriate assessment assets Association audit audit committee auditors authority bank Board called Certified CHAPTER charges checks Commission commit communicate company’s compliance conduct consider convicted corporate corporate fraud corruption Courier Westford created credit card crime criminal culture detection directors effective employees enforcement ethics example executives Fail federal financial reporting financial statement firms former Fraud Examiners fraud prevention fraud risks fraudsters fraudulent hotline identify impact important integrity interest internal controls investigation investment investors involved issues JWBT632-Biegelman February 14 loss March material million officers operations organization percent performance person possible practices Printer prosecution protection reasonable received records responsibility result Sarbanes-Oxley scheme securities senior Sentencing standards statement Street tion transactions United vendor violations whistleblower York

About the author (2012)

MARTIN T. BIEGELMAN, CFE, CCEP, has been fighting fraud and corruption for more than thirty-five years in various roles in law enforcement, consulting, and the corporate sector. He is currently a Director in the Global Investigations and Compliance Practice at Navigant Consulting. He previously served as Director of Financial Integrity at Microsoft Corporation.

JOEL T. BARTOW, CFE, CPP, is Operations Director for IntegriGuard, LLC. Mr. Bartow has over twenty-five years of experience in fraud and security investigations as an FBI Special Agent and in the private sector, where he developed successful fraud prevention programs.

Bibliographic information

TitleExecutive Roadmap to Fraud Prevention and Internal Control: Creating a Culture of Compliance
AuthorsMartin T. Biegelman, Joel T. Bartow
Edition2, illustrated
PublisherJohn Wiley & Sons, 2012
ISBN1118004582, 9781118004586
Length448 pages
Subjects ›  › 

Business & Economics / Accounting / General
Business & Economics / Auditing
Business & Economics / General
  
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