International Capital Markets and Securities Regulation, Volumes 1-10
This multi-volume looseleaf series is a guide to international securities regulation in the industrialized nations. The work examines the international applications of U.S. securities law. Regulations and procedures in the world's major capital markets are described in the work.
11 pages matching equity securities in this book
Results 1-3 of 11
What people are saying - Write a review
We haven't found any reviews in the usual places.
Integrity requirements for shareholders
113 other sections not shown
Other editions - View all
activities agreement amendments amount annual Appendix approval asset management companies Authorized Body Authorized intermediaries Bank of Italy basis board of auditors broker/dealer cent certificates Chapter Civil Code Clause company's Consolidated Law contract convertible securities copy corporate CUSIP debt securities directors disclosed disclosure dividend documents emission equity securities established executive exercise financial instruments financial statements holders IF's interest investment firms investment fund investment services investors issue Italy and Consob Korea Stock Exchange limits listed issuer listing application listing fee Meekatharra meeting ment notify number of shares offeror operations options paragraph period persons portfolio pre-tax profit prescribed procedures prospectus public offering pursuant to Article referred Requesting Authority requirements rules Russian Federation securities market SESDAQ share capital Shelf Registration SICAVs Singapore specified stock exchange submitted subsidiaries substantial shareholders tion trading transactions underwriting Western Australia