International Capital Markets and Securities Regulation, Volumes 1-10Harold S. Bloomenthal, Samuel Wolff This work provides a comprehensive analysis of the current status of securities regulations in the industrialised nations, along with explanations of their effect on securities dealings. Six detailed volumes give expert, extensive analysis of the current status of securities regulations in major industrialised nations including the US, Canada, the UK, Japan and Germany, as well as emerging markets such as Korea, Russia and Central Europe. International Capital Markets and Securities Regulation helps the practitioner: * Save valuable research time with convenient chapter organisation, which provides a working knowledge of each country's regulatory authorities, existing laws, markets, and dealers * Stay on top of the manifold changes and trends in today's internationalised securities market. It includes individual chapters on international application of US securities laws outside the US and Eurocurrency financing for US corporate issuers. |
Contents
COMMON PROVISIONS | 1-14 |
Inspections | 1-20 |
Integrity requirements for shareholders | 1-23 |
Copyright | |
109 other sections not shown
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Common terms and phrases
activities agreement amount annual Appendix approval Argosy Gold Mines asset management companies Authorized Body Authorized intermediaries Bank of Italy basis board of auditors broker/dealer cent certificates Chapter Civil Code Clause collective investment company's Consolidated Law contract convertible securities copy corporate debt securities Decree directors disclosure dividends documents emission equity securities established executive exercise financial instruments financial statements holders IF's interest investment firms investment fund investment services investors issue Korea Stock Exchange legislation limits listed issuer listing application Meekatharra meeting ment notify number of shares offeror operations options paragraph period persons portfolio pre-tax profit prescribed in Rule procedures prospectus public offering pursuant to Article referred requirements Russian Federation securities market SESDAQ share capital SICAVS Singapore specified stock exchange submitted subsidiaries substantial shareholders tion trading transactions underwriting Western Australia
References to this book
Wertpapierrecht als Schuldrecht: Funktionsverlust von Effektenurkunden im ... Dorothee Einsele No preview available - 1995 |