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PATTERNS OF DISCLOSURE UNDER
EXEMPT SECURITIES UNDER SECURITIES
33 ACT SECTION 4 EXEMPTIONS
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2d Cir acquisition action annual meeting annual report applicable assets broker-dealer certified civil liability Company Act controlling person corporate counsel deemed definition director or officer directors and officers disclosure distribution dividends effective date election employees Exchange Commission exemption filed financial statements form of proxy Form S-l furnished holding company indenture information statement Instruction investment adviser investment company investors involved issuance issued issuer Item mailing Midwestern United NASD national securities exchange non-disclosure number of shares options participate period permit preliminary copies problems prospective underwriter prospectus proxy material proxy rules proxy statement public offering purchase question Ralston Purina registration statement Regulation report to security respect scienter Section Section 10(b Securities Act Release Securities and Exchange Securities Exchange Act security holders seller shareholders soliciting material specified subsidiaries Supp supra thereof THOMAS GILROY tion trading transactions trustee Widgets