Mechanics of UnderwritingPractising Law Institute, 1986 - Securities |
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2d Cir 9th Cir Amendments Release Bank Boston Corporation broker-dealer Capital Securities Citicorp claims class action Commission Common Stock Company Company's controlling person corporate counsel court deemed default defendant delivery directors disclosure distribution E.F. Hutton effective Exchange Act filed financial statements forma fraud funds holders income incorporated by reference Indenture initial public offering interest investment investors issued issuer liability managing underwriter material fact Merrill Lynch million N.D. Cal NASD Notes obligations Offered Securities officers option outstanding over-allotment paragraph participation payment period plaintiff Preferred Stock preliminary prospectus prior Prospectus Supplement public offering price purchase pursuant registration statement Regulation respect scienter Section Securities Act Securities Exchange Securities Litigation Selected Dealers sell shareholders shares of Common shelf registration stockholders Subordinated Debt Securities Supp therein thereof tion transactions trust Underwriting Agreement untrue statement violation Wall St Warrants