Guide to the Initial Public Offering |
Contents
The Initial Public Offering Process | 7 |
Consequences of an Initial Public Offering | 33 |
Conclusion | 43 |
Copyright | |
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Common terms and phrases
Act registration statement addition affiliate American Stock Exchange assist the company audited auditors beneficial ownership booklet commence company's business company's counsel company's securities company's stock comply decision describes disclose disclosure obligations discuss documents due diligence process effectiveness employee stock option ensure Exchange Act exchange or quotation executive officer factors financial printer financial statements following the offering Form information statement initial public offering insider trading investment banks issues liability liquidity managing underwriters marketing effort material misstatements MD&A misstatements or omissions NASD NASDAQ number of shares offer to sell officers and directors over-allotment option periodic reports potential pre-filing preparation press release prior prospective investors proxy statement public company public offering process quotation service red herring prospectus relating request road show Schedule 13D SEC rules Section 16 insiders Securities Act registration selling stockholders short-swing significant Stock Exchange stock split syndicate transactions typically underwriting agreement underwriting arrangements