Financial Institutions: Current Issues : ALI-ABA Course of Study Materials, Volume 2American Law Institute-American Bar Association Committee on Continuing Professional Education, 1985 - Banking law - 837 pages |
Contents
November 78 | 439 |
Office of the Comptroller of the Currency | 507 |
Civil | 521 |
6 other sections not shown
Common terms and phrases
affiliates agreement alleged application appropriate authority bank holding company bank's Bankers Trust Board of Governors broker-dealer brokerage activities brokerage services call reports Cease and Desist Chadron Citicorp Civil Action commentors commercial paper Commission Complaint compliance Comptroller Comptroller's conduct Court criminal customers dealer defendants depositors directors disclose disclosure District employees enforcement action engage examination report Exchange Act section exempt FDIC Federal Deposit Insurance Federal Reserve Board Federal Reserve System federal securities laws FHLBB filed financial institution FSLIC funds Glass-Steagall Act Glen Ellyn individual bank intangible assets IntraWest investment investors issuance issued issuer loan associations material minimum capital ratios national banks offering Office placement preferred stock primary capital prohibited proposed proxy purchase pursuant referral registered Rule S&Ls savings and loan secondary capital Section 10(b section 16 Securities Act shareholders solicitation statement statute subsidiary thereunder tion total assets transactions underwriting violations