Nomination of Richard C. Breeden: hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred First Congress, first session on the nomination of Richard C. Breeden, of Virginia, to be a member of the Securities and Exchange Commission ... September 14, 1989, Volume 4
U.S. G.P.O., 1990 - 169 pages
90 pages matching committee in this book
Results 1-3 of 90
What people are saying - Write a review
We haven't found any reviews in the usual places.
activities agencies appropriate bank and thrift believe broker-dealer capital markets CFTC Chairman Commission's committee Commodity Exchange Act competitive concern confirmed conflicts of interest Congress consider corporate debt disclosure employees enforcement action equity Exchange Act Exchange Commission fairness financial institutions financial services firms foreign fraud futures exchanges Glass-Steagall Act global Government greenmail Holding Company important individual investor insider trading investment issuers issues junk bonds jurisdiction LBOs legislation leveraged buyouts margin requirements marketplace multiple trading nomination options oversight participants penny stock poison pills President problems program trading proposed Questions from Senator reform regulation regulatory repeal responsibility Richard Breeden risk role rules savings and loan Securities and Exchange securities markets Senator Dodd Senator Garn shareholders specific SROs staff statement supervision supervisory tender offer Thank transactions U.S. securities U.S. SENATOR vote