Postgraduate Course in Federal Securities Law: ALI-ABA Course of Study Materials, Volume 1American Law Institute-American Bar Association Committee on Continuing Professional Education, 1991 - Securities |
Contents
A Study Outline 703 | 12 |
Civil Liabilities Under the Federal Securities | 83 |
Due Diligence | 131 |
16 other sections not shown
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Common terms and phrases
2d Cir accounting accredited investors action adopted agreement alleged amendment Basic capital Circuit Commission company's compliance corporate counsel Cullinet dated decision defendant developments directors discussion distribution document due diligence duty to disclose duty to update effect employee Exchange Act exemption F.Supp failure federal securities laws filed financial statements Form fraud greenmail initial public offering insider trading Interpretive Release investment issued issuer Item letter liability liquidity loan material fact material information merger negotiations million misleading NASD offering price offers and sales officers participants person plaintiff Polavision potential prior private placement proposed prospectus proxy purchase pursuant qualified institutional buyers reasonable registration statement Regulation Regulation D reliance resale restrictions Rule rumors safe harbor sale of securities Schedule 13D SEC's Section 12 Securities Act Securities Litigation selling shareholders shares shelf shelf registration solicitation Supreme Court Texas Gulf Sulphur tion transaction underwriters violation