Banking Regulations for Examiners, Volume 1The Comptroller, 1999 - Banking law |
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Page 7
... amount of Type I securities that the bank may deal in , underwrite , purchase , and sell is not limited to a specified percentage of the bank's cap- ital and surplus . ( b ) Type II securities . A national bank may deal in , underwrite ...
... amount of Type I securities that the bank may deal in , underwrite , purchase , and sell is not limited to a specified percentage of the bank's cap- ital and surplus . ( b ) Type II securities . A national bank may deal in , underwrite ...
Page 8
... amount of its investment in Type III or Type V securities issued by any one obligor , a bank shall aggre- gate : ( i ) Obligations issued by obligors that are related directly or indirectly through common control ; and ( ii ) Securities ...
... amount of its investment in Type III or Type V securities issued by any one obligor , a bank shall aggre- gate : ( i ) Obligations issued by obligors that are related directly or indirectly through common control ; and ( ii ) Securities ...
Page 10
... amount necessary to meet the an- nual payment of interest on , and prin- cipal of , the obligation as required by ... amounts nec- essary to restore the fund to the re- quired level . ( 4 ) Other grants or support . A statu- tory ...
... amount necessary to meet the an- nual payment of interest on , and prin- cipal of , the obligation as required by ... amounts nec- essary to restore the fund to the re- quired level . ( 4 ) Other grants or support . A statu- tory ...
Page 14
... amount equal to at least 3.0 percent of adjusted total as- sets . ( c ) Additional leverage ratio require- ments . An institution operating at or near the level in subsection ( b ) above is expected to have well - diversified risks ...
... amount equal to at least 3.0 percent of adjusted total as- sets . ( c ) Additional leverage ratio require- ments . An institution operating at or near the level in subsection ( b ) above is expected to have well - diversified risks ...
Page 18
... amount of common stock outstanding and unimpaired plus the amount of perpetual preferred stock outstanding and unimpaired . ( b ) Capital Stock . The term capital stock as used in provisions of law relat- ing to the capital stock of ...
... amount of common stock outstanding and unimpaired plus the amount of perpetual preferred stock outstanding and unimpaired . ( b ) Capital Stock . The term capital stock as used in provisions of law relat- ing to the capital stock of ...
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Common terms and phrases
action activities administrative law judge affiliate amended amount appendix application assessment area(s assets Authority bank's bilateral netting branch or agency cluding collateral collective investment fund Comptroller corporate Currency debt deemed deposit depository institution disclosure eligible employee equity eral erwise extension of credit Federal branch Federal savings association fiduciary filing foreign bank funds hearing holding company insured intangible assets interest investment issued lease lending limited loan market risk means ment national bank non-public OCC notice notify obligation OCC approval OCC information OCC's OECD operating paragraph party payment percent person preferred stock prior procedures proposed purchase purposes pursuant to 12 qualifying quired real estate records request risk weight rules safe and sound Scope section 38 securities shareholders specified suant submit subordinated debt subpart subpoena subsidiary Tier 2 capital tion tional bank transaction