Corporate Finance and the Securities Laws

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Aspen Publishers, Jan 1, 2006 - Business & Economics
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Corporate Finance and the Securities Laws has been winning over practitioners with its clear "how to do it" approach ever since its publication in 1990. This acclaimed guide is now completely updated in this Fourth Edition to help you meet the challenges of raising capital in today's increasingly regulated marketplace. Written in plain English by two top experts in the field - each with literally hundreds of successful deals under his belt, Corporate Finance and the Securities Laws is the "go to" resource which explains the mechanics of corporate finance together with the statutes that govern each type of deal. You'll receive expert corporate finance analysis, procedural guidance, and practical securities law pointers every step of the way to help you Structure all types of corporate finance deals - from public, private, and offshore offerings to corporate debt restructurings, commercial paper programs, raising capital, and asset-based securities transactions Root out problems before corporate finance deals are put in motion, with heads-up input on securities law prohibited practices, potential liabilities, conflicts of interest, due diligence concerns, and other red-flag issues Shepherd transactions through the corporate finance regulatory process with a clear understanding of applicable statutes and their implications in real-life situations Know what to do when securities law problems crop up - and find clear answers to the countless questions that develop in the course of a corporate finance deal Close deals, raising capital in a timely manner and work shoulder to shoulder with clients to accomplish your corporate finance objectives
 

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Contents

CHAPTER
1-1
13
1-13
121
1-21
125
1-25
131
1-31
136
1-35
CHAPTER 2
2-1
CHAPTER 5
2-5
CHAPTER 6
6-1
CHAPTER 7
7-1
A Rule 144A Private Placement 757
7-57
Sections 3c1 and 3c7 7109
7-109
8 02
7-115
CHAPTER 8
8-3
Placed Securities
8-9
CHAPTER 9
9-1

225
2-25
231
2-31
237
2-37
245
2-45
252
2-52
3 03
3-2
310
3-10
CHAPTER 11
3-11
04
3-124
CHAPTER 4
4-1
4 04
4-2
Persons 546 1
4-5
NonConvertible and 1 Million ADTV150 Million
4-34
LIABILITIES AND DUE DILIGENCE 5 01 Sources of Liability A Section 11 1 Standing 2 Effective Date 3 State Court Claims 4 Defenses a Absenc...
4-87
512
5-12
518
5-18
534
5-34
5 Communications That May Be Offers
9-5
972
9-72
978
9-78
9102
9-106
CHAPTER 10
10-3
Receivable 1020 2
10-24
INNOVATIVE FINANCING TECHNIQUES 111
11-1
Rule 134 146
12-1
CHAPTER 13
13-1
3 Obtaining the Rule 12g32b Exemption Old
13-3
CHAPTER 14
14-1
2 PostOffering Delivery Requirements
14-2
CHAPTER 15
15-1
E Certain Catastrophe Bond Disclosure Considerations 157
15-7
Issuers 969
I-69
10 Transactions in Rule 144A Securities 443
I-99
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