Advanced Securities Law Workshop, Volume 1Practising Law Institute, 1989 - Securities |
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2d Cir accounting accredited investors acquisition action administrative proceedings agreement alleged allegedly amendments antifraud assets business judgment rule Circuit civil penalty Commission company's complaint compliance consented Corp criminal debt securities decision defendants derivative securities directors disclosure requirements disgorgement Drexel Duff and Phelps duty to disclose effect employee enforcement Exchange Act Rel exemption federal securities laws filed financial condition financial statements foreign issuers Form 8-K indenture indictment insider trading investigation investment company investors issued Item Jordan liability material information MD&A merger negotiations million NASD penny stock permanent injunction person prior projections Proposed Rule prospectus purchase pursuant reasonable recent registrant's registration statement Regulation D Regulation S-K release Rel reporting repurchase resale safe harbor Schedule 13D SEC Docket SEC's Section 10(b Securities Act Securities Exchange securities fraud shareholder soft information standard Supreme Court tender offer transactions U.S. Supreme Court violations yield financings