Advanced Securities Law Workshop, Volumes 1-2Practising Law Institute, 1994 - Securities |
Contents
XII | 13 |
B Safe Harbor for Public Announcements | 15 |
B Pending Proposals to Further Streamline | 21 |
Copyright | |
36 other sections not shown
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Common terms and phrases
accounting action addition alleged amendments amount applicable asset-backed securities assets audited Bank basis broker-dealer Canadian cash Commission's company's compensation compliance Corporation counsel court defendants derivative securities directors disclose discussion disgorgement Division documents EDGAR effect electronic filer eligible environmental equity securities exchange offer executive compensation exemption federal securities laws fees filing financial statements fiscal foreign private issuers funds GAAP holders initial public offering injunction Investment Company investors issued Item liability limited loan material MD&A MJDS NASD obligations officers operations option partnership period plaintiffs prior procedures proposed prospectus proxy statement public company public offering purchase pursuant registrant's registration statement Regulation S-K reporting result roll-up transaction Rule safe harbor Schedule Schedule 13D Section Section 10(b Securities Act Release shareholders shares shelf registration significant solicitation specific staff subsidiaries tender offer trading trust underwriter violations