Proposed amendments to the Securities act of 1933 and to the Securities exchange act of 1934, Volume 4
U. S. Govt. print. off., 1942 - Business & Economics
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Parry Carl E Chief Division of Security Loans Board of Governors
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aggregate indebtedness amendment to section application bank Bankruptcy Act believe Board of Governors BOREN broker or dealer broker-dealer brokerage brokers and dealers capital cash CHAIRMAN Commis Commissioner PURCELL committee print Congress corporation course customers directors disclosure effect Exchange Commission exemption extension of credit Federal Reserve Board Federal Reserve System filed free credit balances functions funds Holding Company Act Interstate Commerce Commission investment investor issuer jobber listed securities loan market value material contracts MCGRANERY member firms national securities exchange officers over-the-counter market PADDOCK percent present problem proposed amendment provisions proxy rules proxy statement purpose registration regulations representatives requirements section 11 section 60e Securities Act Securities and Exchange Securities Dealers Securities Exchange Act securities industry segregation sell short selling solicitation specialist statute stockholders tion tomers transactions unlisted trading privileges WADSWORTH York Curb Exchange York Stock Exchange YOUNGDAHL