The SEC Speaks in ..., Volume 1Practising Law Institute, 1991 - Securities |
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Common terms and phrases
AAERS accounts action affiliated purchasers aiding and abetting alleged amendments assets audit Bankruptcy Code bankruptcy court BNEC BNEC's Borick broker broker-dealer Commission's common stock Complaint Corporation dealer debt debtor defendants disclosure Division Drexel Burnham Lambert effect Exchange Act 15 Exchange Act Release Exchange Act Rule EXCHANGE COMMISSION exemption filed FINAL JUDGMENT financial statements fraud Fund Glauberman Insider Trading Insider Trading Scheme investment investors issued issuer Jefferies Jefferies & Co letter leveraged buyout Lewis market makers material nonpublic information MD&A MICHAEL MILKEN NASD NASDAQ NYSE October October 13 options Ordinary Shares paragraph payments period Permanent Injunction promulgated thereunder proposed Prudential-Bache pursuant Regulation reporting request Sahgal Schedule 13D SEAQ SEC Docket Section 10(b Section 13 Securities Act SECURITIES AND EXCHANGE Securities Exchange Act shareholders Sherwin Skadden Smith staff Steven Steven L Stock Exchange tender offer transactions violating Section Vista