Mechanics of UnderwritingPractising Law Institute, 1988 - Securities |
Contents
SS 3 4 and 5 | 13 |
The Prefiling Period | 25 |
The Posteffective Period | 49 |
Copyright | |
8 other sections not shown
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Common terms and phrases
Agent aggregate amount of securities Bearer Securities class action Common Stock Company's corporate counsel court Debt Securities Debt Warrants declared effective deemed delivery directors disclosure distribution due diligence effective date Effective Prospectus exemption federal Final Prospectus financial statements Floating Rate Note Form 8-K form of prospectus Form S-3 holders income incorporated by reference Indenture initial public offering Interest Determination Date investors issuer Item Kloster Cruise liability managing underwriter material fact NASD obligations omitted option paragraph participation payment period permitted person plaintiff post-effective amendment pre-effective preferred stock preliminary prospectus principal amount prior prospectus filed Prospectus Supplement public offering price purchase pursuant to Rule Rate Note registration statement Regulation S-K respect Rule 430A information Securities Act Securities Exchange Act securities sold Selected Dealers sell shelf registration specified Subsidiary therein thereof tion transactions U.S. dollars Underwriting Agreement United United States dollars Wall St