Securities Regulation: Materials for a Basic Course |
Contents
THE SECURITIES ACT OF 1933 | 22 |
SELECTED PROVISIONS OF THE SECURITIES | 30 |
Reclassifications of Securities Mergers Consolidations | 32 |
Copyright | |
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Common terms and phrases
acquired affiliate aggregate amendment amount of securities application assets associated balance sheet beneficial owner broker or dealer certificate class of securities clude Commission contract copies curities deemed directly or indirectly director distribution effective date equity securities exempted security Federal Reserve System filed financial statements fiscal Form 8-K furnished Instruction interstate commerce issuer Item market maker means or instrumentality ment national securities exchange necessary or appropriate notification offeree offering circular officer option otherwise outstanding participation period person principal prior prospectus protection of investors provisions proxy public interest purchase or sale purposes pursuant to section reasonable regis registration statement regulations thereunder respect rule or regulation rules and regulations Section 13 Securities Act Securities Exchange Act securities issued securities sold security holders self-regulatory organization sion solicitation stabilizing suant subparagraph subsidiaries tender offer term thereof tion transaction underwriter unlawful