1987 Corporation and Partnership: Statutes, Rules, and Forms |
From inside the book
Results 1-3 of 22
Page 235
... national securities exchange , or for any member of a national securities exchange- ( 1 ) For the purpose of creating a false or misleading appear- ance of active trading in any security registered on a ... Securities Exchange Act of 1934.
... national securities exchange , or for any member of a national securities exchange- ( 1 ) For the purpose of creating a false or misleading appear- ance of active trading in any security registered on a ... Securities Exchange Act of 1934.
Page 236
... national securities exchange creating actual or apparent active trading in such secur- ity or raising or depressing the price of such security , for the purpose of inducing the purchase or sale of ... Sec . 9 SECURITIES EXCHANGE ACT OF 1934.
... national securities exchange creating actual or apparent active trading in such secur- ity or raising or depressing the price of such security , for the purpose of inducing the purchase or sale of ... Sec . 9 SECURITIES EXCHANGE ACT OF 1934.
Page 249
... national securities exchange or otherwise , in contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest or for the protection ... SECURITIES EXCHANGE ACT OF 1934 Sec . 14.
... national securities exchange or otherwise , in contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest or for the protection ... SECURITIES EXCHANGE ACT OF 1934 Sec . 14.
Common terms and phrases
accredited investor acquired action Administrator adverse claims amendment amount annual application articles of incorporation assets beneficial owner bidder board of directors bona fide purchaser broker broker-dealer bylaws certificate of authority certificate of limited certificated security Commission consent copy corporation's court deemed dissolution distribution document effective date election employee entitled to vote Exchange Act exemption filed foreign corporation form of proxy furnished indorsement investment issued issuer Item liabilities limited partner meeting ment national securities exchange notice otherwise participation partnership agreement partnership interest party payment person pledge prior proceeding proposed protection of investors proxy statement purchaser purpose pursuant reasonable received record registered agent registered office registered pledgee registration statement Regulation D request respect secretary security holders sell sent or given service of process share exchange shareholders solicitation SUBCHAPTER subject company tender offer materials thereof tion transact business uncertificated underwriter unless voting group