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FEDERAL TRADE COMMISSION
11AC14 Display of customer limit orders CERTIFICATION BY EXCHANGES AND EFFECTIVENESS
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48 Stat affiliate amended annendment applicable associated person audit beneficial owner bidder broker or dealer broker-dealer business days capital certificate chapter class of securities Commission Company Act consumer reporting agency copy counterparty curities deemed defined disclosure document effective equity securities Exchange Act exempt fiscal Form funds furnished government securities broker graph information required investment bank holding Investment Company investors issuer listed market maker market value material means ment municipal securities national Securities exchange notice Options OTC derivatives dealer penny Stock percent period principal proxy statement purchase purposes pursuant to paragraph pursuant to section quired quotation record Regulation repurchase agreement request required by paragraph respect risk rity Rule Schedule Schedule 13D Secu securities dealer security holders Self-regulatory Organization Sion solicitation specified Stock Suant subject company Subordination agreement Sumer tender offer term tion trading trans transaction transfer agent