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152a Offer or Sale of Certain Fractional Interests 153 Definition of Preceded by a Prospectus as Used in Section 5b2 in Relation to Certain Transactio...
153a Definition of Preceded by a Prospectus as Used in Section 5b2 of the Act in Relation to Certain Transactions Requiring Approval of Security H...
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accredited investor affiliate aggregate amount applicable appropriate regulatory agency assets associated broker or dealer business development company clearing agency Commis Commission convertible securities copies deemed director disclosure document effective date electronic filing employee exemption exhibit Federal Federal Reserve System filer financial statements fiscal foreign furnished graph incorporated by reference information required issued limited material ment municipal securities dealer national securities exchange necessary or appropriate offer or sale offering price offering statement offers and sales options partnership penny stock period post-effective amendment prior protection of investors public interest purchase purposes pursuant to section quired regis registrant's registration statement Regulation S-K relating required by Item respect rities roll-up transaction rules and regulations sale of securities secu Securities Act Securities Exchange Act security holders selling sion small business issuer sold suant subsidiaries term thereof tion statement trant underwriter unit investment trust United