Insider Trading, Fraud, and Fiduciary Duty Under the Federal Securities Laws: ALI-ABA Course of Study Materials, Volume 2American Law Institute-American Bar Association Committee on Continuing Professional Education, 1990 - Insider trading in securities |
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2d Cir 9th Cir adopted alleged antitrust Bilzerian Boesky broker broker-dealer cert charges Chinese Wall CIVIL AND CRIMINAL codes of conduct Commission company's compliance program Corp corporate codes Corporate Crime court crime CRIMINAL LIABILITY defendants directors disclosure Drexel Drexel Burnham Lambert effect employees enforcement ethics Exchange Act Rel false filed firm forfeiture GROSKAUFMANIS HARVEY HARVEY L hereinafter indictment Information Memo insider trading investment Jefferies Jefferies & Co litigation mail fraud mail fraud statute manipulation member or member member organization merger Milken MINIMIZING CORPORATE CIVIL NASD NYSE penny stock percent PITT AND KARL plaintiffs Princeton/Newport procedures prosecution Regulation responsibility Revlon RICO Rule Schedule 13D SEC Docket SEC Lit Section Securities Exchange Act self-regulation standard statement Stock Exchange supervision Supp supra note 161 tort transactions United vicarious liability violations Warner York Stock Exchange