Postgraduate Course in Federal Securities Law: ALI-ABA Course of Study MaterialsAmerican Law Institute-American Bar Association Committee on Continuing Professional Education, 1996 - Securities |
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... Director : Richard E. Carter Assistant to the Executive Director : Donna K. Maropis Deputy Executive Director : Donald M. Maclay OFFICE OF COURSES OF STUDY Director : Alexander Hart Senior Assistant Director : Kevin J. O'Connor Assistant ...
... Director : Richard E. Carter Assistant to the Executive Director : Donna K. Maropis Deputy Executive Director : Donald M. Maclay OFFICE OF COURSES OF STUDY Director : Alexander Hart Senior Assistant Director : Kevin J. O'Connor Assistant ...
Page 47
... Directors The company's Board of Directors is involved in the initial decision to finance the company through a public offering , and in the final decision to go forward with the offering at a particular price when the SEC declares the ...
... Directors The company's Board of Directors is involved in the initial decision to finance the company through a public offering , and in the final decision to go forward with the offering at a particular price when the SEC declares the ...
Page 379
... directors should own a substantial amount of stock . Notwithstanding such views , followers of shareholder voting have noted an increase in shareholder opposition to proposals to create or add shares to stock plans for outside directors ...
... directors should own a substantial amount of stock . Notwithstanding such views , followers of shareholder voting have noted an increase in shareholder opposition to proposals to create or add shares to stock plans for outside directors ...
Contents
II | 4 |
What Makes a Company a Good Candidate for Going | 21 |
232333423 | 37 |
Copyright | |
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accredited investors addition affiliate ALI-ABA amendment apply broker-dealer CalPERS Commission company counsel company's compliance corporate court dealer deemed derivative securities directors disclosure distribution documents due diligence Eliminate employee Exchange Act executive federal securities laws fees filing financial statements firm Form fraud Gustafson initial initial public offering insider institutional investors integration Internet investment involving issue issuer liability limited Litig market maker material MD&A million NASD NASDAQ NYSE officer Paine Webber percent permitted person Ponzi scheme prior private offering private placement proposed prospectus proxy statement public offering purchase pursuant recommendations registration statement Regulation D Regulation S-K resale restricted securities revised Rule safe harbor SEC Doc SEC Docket SEC Lit SEC No-Action Letter SEC's Section 16 Securities Act selling stockholders shareholders shares shelf registration solicitation staff Task Force Report trading transactions underwriters violations voting Wall St.J