Investigation of Lincoln Savings & Loan Association: Hearings Before the Committee on Banking, Finance, and Urban Affairs, House of Representatives, One Hundred First Congress, First Session ....

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Page 253 - broker" means any person engaged in the business of effecting transactions in securities for the account of others, but does not include a bank.
Page 195 - Had we performed additional procedures, other matters might have come to our attention that would have been reported to you. This report...
Page 163 - ... did not know, and in the exercise of reasonable care could not have known, of such untruth or omission...
Page 264 - ... (A) make and keep books, records, and accounts, which, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the issuer; and (B) devise and maintain a system of internal accounting controls sufficient to provide reasonable assurances...
Page 227 - Witness my hand and the seal of the House of Representatives of the United States, at the city of Washington, this 6th day of April 1934.
Page 367 - Government securities, securities of other regulated investment companies, and other securities for the purposes of this calculation limited in respect of any one issuer to an amount not greater in value than 5...
Page 256 - Settlement, each of which the Commission has determined to accept. Solely for the purpose of these proceedings and any other proceedings brought by or on behalf of the Commission or to which the Commission is a party, and without admitting or denying the findings...
Page 87 - Do you solemnly swear (or affirm) that the testimony you are about to give in this case shall be the truth, the whole truth, and nothing but the truth, so help you God?
Page 367 - Government securities; and (B) Not more than 25 percent of the value of It8 total assets Is represented by securities (other than those includible under subparagraph (A) ) for purposes of this calculation limited In respect of any one Issuer to an amount not greater in value than 5 percent of the value of the total assets of the trust and to not more than 10 percent of the outstanding voting securities of such Issuer.
Page 161 - These securities have not been approved or disapproved by the Securities and Exchange Commission nor has the Commission passed upon the accuracy or adequacy of this prospectus. Any representation to the contrary Is a criminal offense.

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